个人生物识别信息的界定
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TP391.41;D923

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2021年度天津市哲学社会科学规划项目"个人生物识别信息的民法保护"(20BFX163)


The definition of personal biometric information
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    摘要:

    生物识别信息是对自然人的生物特征进行特定技术处理所形成的信息。个人生物特征具有不变性和唯一性的特点,这使生物识别能够一劳永逸地实现对个人身份的鉴别。经过特定技术处理所形成的生物识别信息也具有这些特点,因此任何对于生物识别信息的攻击都可能对个人产生不可逆转的影响。现实生活中,商业化收集的泛滥、限制行动自由、售卖和窃取、深度伪造以及诈骗已经成为侵害生物识别信息的重要表现。保护个人生物识别信息安全迫在眉睫,而准确界定生物识别信息是首要前提。综观国外立法经验,生物识别信息的构成应当聚焦三个要素:个人生物特征之反映、特定技术处理之环节、唯一性识别之功能。此三项要素也是认定生物识别信息的关键。生物识别信息可以通过含有个人生物特征的图像来采集,但是该图像仅仅是个人生物特征的反映。在没有进行特定技术处理之前,图像本身并不构成生物识别信息,无论该图像是电子图像抑或纸质照片。生物识别信息的本质是对个人生物特征进行的测量,即所谓的"特定技术处理",至于测量的方式则在所不问。无论进行面对面的真人测量抑或从含有个人生物特征的图像中测量,所得的信息都是生物识别信息。单纯对于个人生物特征的描述不构成生物识别信息,个人生物特征的样本也须与生物识别信息区分开来。目前我国法律文件对于生物识别信息定义的认识还存在许多偏差,概念混淆、内涵不明、外延短缺是主要问题。未来我国的生物识别信息定义应当遵循三个原则:揭示生物识别信息的本质、反映生物识别信息的要素、兼顾技术更新的速度。为此有必要从内涵和外延两方面着手:内涵规定本质与构成,从而为技术更迭可能出现的新情况提供解释的空间;外延进行开放式列举,以引导当下的理论与实践。就内涵而言,可概括为"对自然人的生物特征进行特定技术处理(测量)所形成的能够唯一性识别自然人身份的信息"。就外延而言,可以进行常态化列举,同时使用"包括但不限于"的表述使生物识别信息的范围不受列举的限制。

    Abstract:

    Biometric information is a kind of data that comes from technical processing of personal biological characteristics. Personal biometric characters have the characteristics of invariance and uniqueness, which makes biometric identification identify individuals once and for all. Biometric information processed by a specific technology also has these characteristics, so any attacks on biometric information may have an irreversible impact on individuals. In real life, the information subject suffer loss from illegal commercial collection, freedom limitation, information sale and theft, deep fake and fraud. It's urgent to protect biometric information security, while defining biometric information precisely is the primary prerequisite. Experiences from comparative law show that the biometric information has three essential elements:the reflection of biological characters, the processing by specific technology, and the function of unique recognition. They are the key to identify biometric information. Biometric information can be collected by an image containing personal biometric characteristics, but the image is only a reflection of personal biometric characteristics. The image is not biometric information unless it is processed by specific technology, whether the image is an electronic image or a paper photo. The essence of biometric information is the measurement of personal biometric, which is called "specific technology processing", but the measuring method itself doesn't matter. Whether measurement from face to face on real-person or from image containing personal biometric characteristics, the information is both biometric information. The description of personal biometric characteristic does not constitute biometric information, and personal biometric samples should be distinguished from the personal biometric information. There are many deviations in understanding the definition of biometric information in the legal documents now, and concept confusion, unclear connotation and incomplete extension are the main problems. The definition of biometric information in China should follow three principles in future:revealing the nature of biometric information, reflecting the elements of biometric information, and taking into account the speed of technology progress. It is necessary to define the concept from two aspects:connotation and extension. The functions of connotation are defining essence and composition, so as to provide explanation rooms for possible technological revolution. The functions of extension are listing typical biometric information, so as to provide guide for the current theory and practice. As far as the connotation, "biometric information" can be described as a kind of information which can uniquely identify a natural person by the specific technical processing of his biological characteristics. In terms of extension, the ordinary kinds of biometric information can be listed, at the same time, using the expressing of "including but not limited" to keep the scope of biometric information open.

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焦艳玲.个人生物识别信息的界定[J].重庆大学学报社会科学版,2023,(3):200-211. DOI:10.11835/j. issn.1008-5831. fx.2021.12.001

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  • 在线发布日期: 2023-07-13
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