外商直接投资、技术水平与城市雾霾污染——基于中国276个地级市的动态空间面板数据分析
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X513;F124.3;F832.6

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国家自然科学基金项目"基于环境效用异质性的收入分配对雾霾污染的影响机制与治理研究"(71973019);国家社会科学基金项目"收入不均与雾霾防治的相互影响机理及应对策略研究"(17BGL144)


Analysis of foreign direct investment, technology level and haze pollution: Based on the dynamic spatial panel model of 276 Chinese cities
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    摘要:

    在环境经济学理论中,污染避风港假说(Pollution Haven Hypothesis)认为国外资本的引入会给东道国的生态环境带来负面影响,这一现象尤其容易发生在发展中国家。而大规模的外资引进正是我国自改革开放以来的重要经济特征之一。同时,我国许多城市的雾霾污染问题也在经济发展过程中日益凸显,并且其中不少城市往往拥有着较高的外资利用水平。为探寻外资引入是否对我国的生态环境产生了负面影响,文章使用广义空间两阶段最小二乘法(GS2SLS)和基于光学卫星空间遥感获得的城市雾霾污染数据,对2004—2018年中国276个城市的外商直接投资、技术水平与雾霾污染之间的关系展开实证分析,并对其中传导机制进行了深入研究。实证研究结果表明:就全国整体而言,外商直接投资的资本存量与雾霾污染之间存在显著的正相关关系,而技术水平则与雾霾污染之间存在显著的负相关关系。在控制内生性问题后,具体数值计算结果显示:城市外商直接投资存量每增加1%,PM2.5年均浓度值会上升0.045%,而城市专利授权数量每增加1%,PM2.5年均浓度值则会下降0.041%;区域异质性分析中,中部城市的外商直接投资对雾霾污染加剧作用大于东部与西部城市,而西部城市的技术水平上升带来的减霾效果要大于东部与中部城市;同时,雾霾污染在中国存在空间上的溢出效应与时间上的叠加效应,意味着雾霾污染可以在城市之间转移,并有随时间逐步恶化的趋势;进一步的中介效应模型的研究结果显示,外商直接投资的进入对国内技术起到了负向的溢出效应,抑制了城市技术水平的提升,进一步导致了雾霾污染的加剧;而门槛效应模型的结果表明,城市技术水平每越过一个更高的门槛值,外商直接投资对于雾霾污染的加剧影响都将会有所下降。因此,为实现我国城市雾霾污染的治理,国家首先应对外商直接投资制定严格的准入标准,严格管控污染型外资流入。加强在技术研发领域的投入,积极推动本土企业与外资企业相互协作,提升中国企业对国外先进技术的学习能力,着重推动本国技术发展进程,从而更好发挥技术进步对我国雾霾污染的改善作用。

    Abstract:

    In the theory of environmental economics, the Pollution Haven Hypothesis believes that the introduction of foreign capital will bring negative effect on the ecological environment of host countries, especially in developing country. Meanwhile, the problem of haze pollution in Chinese cities has become more serious in the process of economic development, and many of them have a high level of foreign investment utilization. In order to explore the impact of the introduction of foreign capital on China's ecological environment, based on the Generalized Spatial Two Stage Least Squares (GS2SLS) method and data of urban PM2.5 concentration from optical satellite monitoring to measure, this paper analyzes the relationship between the capital stock of foreign direct investment, technology level and haze pollution in 276 Chinese cities during 2004-2018. The results indicate that there is a significant positive correlation between the capital stock of foreign direct investment and haze pollution, and the technical level is negatively correlated with haze pollution. After controlling the endogeneity problem, the regression results show that:An increase of 1% in the stock of foreign direct investment will increase the annual PM2.5 concentration by 0.045%, while an increase of 1% in the number of patents granted will decrease the annual PM2.5 concentration by 0.041%, foreign direct investment in central cities causes more haze pollution than that in eastern and western cities, while the improvement of technological level in western cities reduces more haze pollution than that in eastern and central cities. In addition, there are spatial spillover effects and temporal superposition effects of haze pollution in Chinese cities, which means haze pollution can transfer among cities and tends to get progressively worse. Further research results based on the mediating effect model show that the entry of foreign direct investment will have a negative spillover effect on domestic technology level, restrict the development of urban technology, which further leads to the aggravation of haze pollution. The results of threshold model show that every time the technology level of cities crosses a higher threshold, the impact of foreign direct investment on haze pollution will be reduced. Therefore, the state should set strict access standards for foreign direct investment and strictly control the inflow of polluting foreign investment. At the same time, investment in technology research should be strengthened, and cooperation between local enterprises and foreign-funded enterprises should be actively promoted, so as to improve the learning ability of Chinese enterprises to foreign advanced technologies, so as to better play the role of technological progress in the improvement of China's haze pollution. So that technological progress can play a more important role in the mitigation of haze pollution in China.

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汪锋,何京泽,史东杰.外商直接投资、技术水平与城市雾霾污染——基于中国276个地级市的动态空间面板数据分析[J].重庆大学学报社会科学版,2023,29(5):85-100. DOI:10.11835/j. issn.1008-5831. jg.2021.10.001

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  • 在线发布日期: 2023-10-24
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