电子数据区块链存证的理论反思
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吉林大学 法学院,吉林 长春 130015

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D915.13

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国家社会科学基金一般项目“电子数据区块链存证研究”(21BFX014);吉林省教育厅2023年度社会科学研究重大项目“吉林省在线诉讼规则适用实证研究”(JJKH20231101SK)


Theoretical reflection in the blockchain storage of electronic data as evidence
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School of Law, Jilin University, Changchun130015, P R China

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    摘要:

    鉴真是审查、认定电子数据真实性的重要手段,也是判断电子数据是否具备证据能力的前提要件。作为网络信息时代的“证据之王”,电子数据在司法实践中应用范围越来越普遍,而电子数据所具有的易篡改性和虚拟性特征也给审查电子数据完整性、真实性工作带来挑战,如何保证电子数据在证据流转环节不被篡改、删减,既是电子数据鉴真的重点,也是电子数据鉴真的难点。借助分布式记账、非对称加密、可信时间戳等技术,区块链存证能够有效避免链上电子数据被任意篡改和删减,完成对上链存证的电子数据的鉴真工作。随着区块链存证技术在社会生活、工作领域中的应用越来越广泛,其与电子数据相结合,在实践中衍生出区块链电子数据这一新的电子数据表现形式。对此,有学者将区块链存证后的电子数据界定为区块链电子数据,探讨对该类电子数据进行鉴真的问题。但是,区块链电子数据并不等同于电子数据区块链存证,前者是电子数据的一种表现形式,后者是对电子数据进行鉴真的方法。区块链电子数据与电子数据区块链存证在存证时间、证据真实性、同一性和完整性的保障程度,与事实之间的关联性以及价值功能等方面都存在差异。因此,从区块链存证技术在二者中发挥的功能角度来看,若电子数据已通过区块链存证予以有效鉴真,就没有必要再次鉴真或重复鉴真;若对区块链存证后电子数据再次鉴真或重复鉴真,则其价值功能和正当基础就会削弱。作为鉴真方法的区块链存证与区块链电子数据对电子数据真实性、同一性的保障程度并不相同。将电子数据区块链存证等同于区块链电子数据,并对其进行鉴真这种理论误区产生的根源在于对区块链存证的认知存在偏差。区块链电子数据的产生依赖区块链技术的产生和发展,具有区块链技术的独特特征,而电子数据区块链存证中的电子数据生成过程与区块链无关,区块链存证平台只是保存、固定这类电子数据的工具,其并不会产生证明案件事实的新证据,它承担着与传统鉴真方法相同的诉讼功能,使电子数据鉴真从“系统推定真实”向“技术自证真实”方向扩展,推动电子数据鉴真方法朝着多元化方向发展。此外,作为电子数据技术性鉴真方法,区块链存证仅能为入链后电子数据的形式真实性提供保障,其并不否定对方当事人提出证据对该电子数据的真实性予以反驳和质疑。

    Abstract:

    Authentication is an important way to exam and identify electronic evidence, and it's also a prerequisite for judging the evidence capability of electronic evidence. As the king of evidence in the age of network information, electronic evidence is being used in an increasingly wide range of judicial practices. However, electronic evidence is virtual and is easily tampered with, which makes the examination of the completeness and authenticity of electronic evidence more difficult. How to ensure that electronic evidence will not be tampered with or deleted in evidence circulation is the important and difficult points in authentication. Because distributed ledger, asymmetric cryptographic algorithm, timestamp and other technologies are embedded in blockchain storage, the electronic evidence can't be tampered with and deleted after entering the blockchain, and the work of authentication can be accomplished. With the increasingly widespread application of blockchain storage technology in social life and work areas, its combination with electronic evidence derives the electronic evidence of blockchain, a new type of electronic evidence. Some scholars take the blockchain storage of electronic evidence as electronic evidence of blockchain, and discuss the authentication of such electronic evidence. But the two are different, with the latter a type of electronic evidence and the former a way of authentication. In addition, they are differing in the time of evidence preservation, degree of authenticity and identity, factual relevance, value function and so on. Thus, from the perspective of the function of blockchain storage, if the electronic evidence has been authenticated, it doesn't need to be authenticated again. If we authenticate it again, the legitimacy and necessity of implementing the blockchain storage of electronic evidence in judicial practice will be greatly reduced. As a way of authentication, blockchain storage is differ from electronic evidence of blockchain in terms of authenticity and identity. This misconception taking blockchain storage as electronic evidence of blockchain and authenticating it stems mainly from theoretical misunderstanding of the blockchain storage of electronic evidence. The generation of electronic evidence of blockchain depends on the generation and development of blockchain technology, and has the unique characteristics of blockchain technology. The generation of electronic evidence which is storaged by blockchain aren't depend on the blockchain technology. The blockchain storage platform is the tool for preserving and fixing the electronic evidence, which will not generate new evidence to prove the facts of a case. It undertakes the same functions as traditional authentication methods, which makes authentication about electronic evidence move from systematic presumption of authenticity to self-attestation of authenticity by technology, and promotes the diversified development of electronic evidence authentication. What's more, blockchain storage of electronic evidence can only provide guarantee for the formal authenticity of electronic evidence entering the blockchain and the opposite party also can challenge the authenticity.

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谢登科,张赫.电子数据区块链存证的理论反思[J].重庆大学学报社会科学版,2025,31(2):241-252. DOI:10.11835/j. issn.1008-5831. fx.2022.12.001

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  • 在线发布日期: 2025-05-29
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