从纽伦堡到伯力:重估二战医学审判的“历史遗产”
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上海交通大学 战争审判与世界和平研究院,上海 200240

作者简介:

杨彦君,历史学博士,上海交通大学战争审判与世界和平研究院研究员,Email:yanjunyang@sjtu.edu.cn。

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K153;D997.9;E19

基金项目:

国家社会科学基金抗日战争研究专项工程“跨学科视域下细菌战罪行研究”(21KZD004);黑龙江省社科规划项目“日本细菌战创伤记忆研究”(24ZSC001)


From Nuremberg to Khabarovsk: Reassessing the “historical legacy” of medical trials after the Second World War
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Research Institute of War Crimes Trials and World Peace, Shanghai Jiao Tong University, Shanghai 200240, P. R. China

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    摘要:

    第二次世界大战之后,美国、苏联在纽伦堡法庭和伯力法庭分别审判了医学犯罪的组织者、参与者、关联者35人。虽然上述审判在法律依据、取证方式、审理过程和最终量刑等方面存在较大差异性,也呈现出不同社会制度、法律体系和价值取向下的复杂性,但在对被告“战争罪和反人道罪”的指控和认定方面却体现出较高的相似性,这应与纳粹德国和战时日本医学犯罪本身的类型和特征有必然关联。战争审判法庭在调查、取证、审理、判决的过程中出示大量物证和人证,成为法庭裁量的关键依据,亦为深度揭示医学犯罪提供诸多线索。两次医学审判都在不同程度上追究被告的战争责任,惩治了罪行累累的“不法医生”,成为战争审判史上不可磨灭的重要记录,也为战后形成医学伦理原则奠定历史基础。纽伦堡法庭上提出的《可获准的医学实验》,在战后逐渐演进而成《纽伦堡法典》和《赫尔辛基宣言》。而伯力审判是人类历史上首次对细菌战犯罪进行的公开审判,成为记录和传播日本医学犯罪的嚆矢,为中外学界挖掘细菌战和人体实验罪证奠定事实基础,其在媒体传播、文学作品、历史研究和博物馆展陈的不断形塑下,渐从历史事件走入社会记忆,由此也使其历史意义和现实价值得以彰显。作为“历史遗产”的两次医学审判,为医学犯罪的行为主体、事实认定、性质界定分别设定相应基准,特别是《纽伦堡法典》由此成为现代人体实验伦理学的基石,这体现出医学审判的历史贡献和当代价值。这意味着,未来亦可将日本陆军军医学校、七三一部队、九州帝国大学的医学犯罪,置于《纽伦堡法典》视野下考察分析,从医学犯罪的主体、类型、特征、危害、影响等方面系统揭示日本医学犯罪的极端化、组织化和军事化特征,以及同时代环境、社会制度和医学体制的内在关联。

    Abstract:

    Following World War II, the United States and the Soviet Union conducted trials at the Nuremberg and Khabarovsk tribunals, respectively, prosecuting 35 individuals involved in medical crimes as organizers, participants, and collaborators. While these trials exhibited significant differences in legal foundations, evidence-gathering methods, judicial processes, and sentencing outcomes—reflecting the complexities of distinct social systems, legal frameworks, and value orientations—they demonstrated notable similarities in the charges and convictions of defendants for war crimes and crimes against humanity. This alignment likely stems from the inherent types and characteristics of medical crimes committed by Nazi Germany and wartime Japan. Both tribunals relied heavily on material evidence and witness testimonies during investigations, trials, and verdicts, which became pivotal to judicial rulings and provided critical insights into the medical crimes. To varying degrees, these trials held defendants accountable for wartime atrocities, punished egregiously unethical criminal physicians, and left indelible marks on the history of war tribunals. They also laid the historical groundwork for postwar medical ethics principles. The Permissible Medical Experiments outlined during the Nuremberg trials gradually evolved into the Nuremberg Code and the Helsinki Declaration. The Khabarovsk trial, meanwhile, marked humanity's first public prosecution of bacteriological warfare crimes, serving as a pioneering documentation of Japanese medical atrocities. It established a factual foundation for global academic research into evidence of bacteriological warfare and human experimentation. Through media coverage, literary works, historical studies, and museum exhibitions, the trial has transitioned from a historical event into collective memory, amplifying its historical significance and contemporary relevance. As "historical legacies", both medical tribunals established benchmarks for identifying perpetrators, factual determinations, and defining the nature of medical crimes. Notably, the Nuremberg Code has become the cornerstone of modern ethics in human experimentation, underscoring the tribunals' lasting contributions and current relevance. This framework suggests that future analyses of medical crimes perpetrated by entities such as the Japanese Army Medical School, Unit 731, and Kyushu Imperial University could be examined through the lens of the Nuremberg Code. Such studies would systematically elucidate the extreme, organized, and militarized features of Japanese medical crimes, as well as their intrinsic connections to the era's sociopolitical environment, institutional structures, and medical systems.

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杨彦君.从纽伦堡到伯力:重估二战医学审判的“历史遗产”[J].重庆大学学报社会科学版,2025,31(3):162-171. DOI:10.11835/j. issn.1008-5831. rw.2025.04.003

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