论作为防卫前提的“预期侵害”——从受虐妇女杀夫案切入
CSTR:
作者:
作者单位:

清华大学 法学院,北京 100084

作者简介:

丁文焯,清华大学法学博士,北京理工大学博士后,Email:bykrypton@sina.com。

通讯作者:

中图分类号:

D924.1

基金项目:

国家社会科学基金项目“中国自主刑法知识体系建构研究”(24BFX113)


On the“expected infringement” that meets the premise of defense:Starting with the cases of battered women killing their husbands
Author:
Affiliation:

Law School, Tsinghua University, Beijing 100084, P.R.China

Fund Project:

  • 摘要
  • |
  • 图/表
  • |
  • 访问统计
  • |
  • 参考文献
  • |
  • 相似文献
  • |
  • 引证文献
  • |
  • 资源附件
  • |
  • 文章评论
    摘要:

    针对“预期侵害”所实施的反击行为应当如何评价,一直存在正当防卫与紧急避险之间的路径分歧,该观点争鸣直观体现于“受虐妇女杀夫”的类案中。避险说将“正在发生的危险”厘定为紧迫程度较低的“现实危险”,并通过缓和“不得已”与限度条件的判断,在部分场景中肯定防御性紧急避险的成立。然而,如果行为时没有他行为可能性,则行为人所直面的危险已经达到现实紧迫程度,“现实危险”标准实际是在实质判断危险程度的基础上,额外增加了时间跨度的形式要求。该限制解释的目的,是防止极具强势性的正当防卫制度被滥用,将避险前提与防卫前提做出区分,进而限缩正当防卫的成立范围,并在缩减的区间内,以防御性紧急避险作为替补性理论予以弥补出罪的空间。然而,在《中华人民共和国刑法》第20条第2款明文要求防卫限度的前提下,我国正当防卫制度并不具有避险说作为理论前提的极端强势性,结合我国司法实务仅将紧急避险适用于损害无辜第三人利益场合的现状,在“预期侵害”场合适用正当防卫进路更具合理性。从理论上看,“预期侵害”的本质是侵害人创设了侵害结果发生的现实危险,且直到反击行为发生时,该危险仍未被切断。相似的法理可以参照原因自由行为,正当防卫中的预期侵害→不法侵害行为→最终的侵害结果,分别对应原因自由行为中的原因行为→无责任能力状态→结果行为,由前至后危险从最初被创设到最终现实化的过程,最初的举止已经内涵了最终侵害结果发生的高度可能性。因此,在最初的举止满足侵害行为的可预测性、侵害预告的明确性、缺乏公权力救济可能性这三个要素的前提下,侵害结果发生的危险应被视为已经达到了现实紧迫程度,满足正当防卫的前提条件,此时所实施的反击理应被评价为防卫行为。在个案判断中,应当坚持客观的事后判断标准,即使行为人产生事实认识错误,在上述三个要素未能满足的情形下,误认为存在“预期侵害”并实施反击,其行为构成假想防卫,在误认能够被避免的场合追究其过失犯的责任,无法被避免的场合则作为意外事件处理,更能实现对冲突双方法益的平等保护。

    Abstract:

    How to evaluate the counterattack behavior against “expected harm” has always been a theoretical difference between justifiable defense and emergency avoidance, which is vividly reflected in cases such as “abused women killing their husbands”.The theory of risk avoidance defines the “imminent danger” as a “real danger” with a lower degree of urgency, and affirms the establishment of defensive emergency avoidance in some scenarios by mitigating the judgment of “necessity” and limiting conditions. However, if there is no possibility of other actions at the time of the behavior, the danger faced by the actor has reached a realistic level of urgency. The standard of “realistic danger” is actually based on the substantive judgment of the degree of danger, and an additional formal requirement of time span is added. The purpose of this restrictive interpretation is to prevent the abuse of the highly dominant self-defense system, distinguish between the premise of avoidance and the premise of defense, and limit the scope of the establishment of self-defense. Within the reduced range, defensive emergency avoidance is used as a substitute theory to compensate for the space for criminalization. However, under the premise that Article 20 (2) of China’s Criminal Law explicitly requires the limit of defense, the legitimate defense system in China does not have the extreme dominance of the theory of avoidance as a theoretical premise. Combined with the current situation in China’s judicial practice where emergency avoidance is only applied to situations that harm the interests of innocent third parties, it is more reasonable to apply the legitimate defense approach in situations of “expected infringement”. In theory, the essence of “expected infringement” is that the infringer creates a real danger of infringement, and this danger is not cut off until the counterattack occurs. Similar legal principles can refer to the process of causal freedom of action, from expected infringement in justifiable defense to illegal infringement and ultimately the result of infringement, corresponding to causal behavior, state of irresponsibility, and resulting behavior in causal freedom of action. From the beginning to the end, danger is created and finally realized, and the initial behavior already implies a high possibility of the final infringement result occurring. Therefore, on the premise that the initial behavior meets the three elements of predictability of the infringement, clarity of the infringement warning, and lack of possibility for public power relief, the danger of the infringement result has reached a realistic urgency level and meets the prerequisite for legitimate defense. At this time, the counterattack implemented should be evaluated as a defensive behavior. In individual case judgment, objective post judgment standards should be adhered to. Even if the defensive actor subjectively has a mistaken understanding and believes in the existence of an “expected danger” that can be defended in situations where the above three elements are not met, it constitutes hypothetical defense. In situations where the mistaken belief cannot be avoided, it should be handled according to the unexpected event, which can also achieve a balance in protecting the interests of both parties in the conflict.

    参考文献
    相似文献
    引证文献
引用本文

丁文焯.论作为防卫前提的“预期侵害”——从受虐妇女杀夫案切入[J].重庆大学学报社会科学版,2025,31(5):247-259. DOI:10.11835/j. issn.1008-5831. fx.2025.01.002

复制
分享
相关视频

文章指标
  • 点击次数:
  • 下载次数:
  • HTML阅读次数:
  • 引用次数:
历史
  • 收稿日期:
  • 最后修改日期:
  • 录用日期:
  • 在线发布日期: 2025-12-05
  • 出版日期:
文章二维码