论精神法益刑法保护的正当性及其界限
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作者单位:

安徽大学 法学院,安徽 合肥 230601

作者简介:

储陈城,安徽大学法学院教授,博士研究生导师,Email:chuseulaw@163.com
刘森,安徽大学法学院刑法学专业博士研究生,Email:liusen061011@163.com。

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中图分类号:

D924.13

基金项目:

国家社会科学基金后期资助项目“利益衡量视角下刑法规制尖端网络技术问题研究”(21FFXB071)


On the justification of criminal law protection of mental legal interests and its limits
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School of Law, Anhui University, Hefei 230601, P.R.China

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    摘要:

    法益概念的范畴应否包含精神法益一直存在争论。随着学界对刑法立法是否应当扩张,以及刑法如何介入元宇宙等尖端技术领域问题讨论的深入,对精神法益要否被刑法保护进行研究,愈发具有现实意义。通过历史考察发现,精神法益在启蒙思想的影响下开始萌发,并在新康德主义法哲学的支配下得以确立;二战后,由于物质性法益观念被广泛接受,支持精神法益的阵营有所回撤,法益逐渐向物质化方向发展。但是,无论在精神法益的早期发展还是晚近嬗变阶段,其始终是法益概念不可或缺的组成部分。即便是物质法益观的支持者也并未完全否定精神法益的存在。坚持法益作为刑法理论的核心地位,需要包容刑法立法中法益适度精神化的现象。精神法益的存在具有正当化依据,从社会基础看,坚持纯粹物质法益概念难以应对社会发展所带来的风险,导致刑法保护范围出现漏洞;从规范理据观之,宪法和刑法的规定均要求对精神法益予以保护;从刑事政策角度分析,现代机能主义的刑事政策强调对风险的提前预防和控制,要求法益在数量、范围和细致程度上均应不断延伸变化。但是,精神法益不当扩张也存在负面效应,其会影响法益指导机能的发挥、形成刑法威权主义作风、导致象征性立法泛化。因此,在不否定精神法益客观存在的基础上,亦不能容许它盲目扩张。建构精神法益刑法保护的控制路径,首先应当坚守精神法益刑法保护的人本主义,即以人为根本,将人的利益作为出发点和落脚点,与人的利益无关或仅间接关联的利益不宜成为刑法所保护的精神法益,以此防止法益指导功能的滑坡。其次,应当强化精神法益刑法保护的合宪审查,确保刑法保护精神法益的目的与手段的正当性,同时刑法保护精神法益时应当进行利益衡量,进而预防刑法威权主义的抬头。最后,应当结合精神法益刑法保护的立法现状,考察精神法益与人类重要的生存利益、国民道德底线的关联程度,从而保证象征主义立法不会过滥。

    Abstract:

    The question of whether the concept of legal interests should include moral interests has long been debated in the academic community. With in-depth academic discussions on whether criminal law legislation should be expanded and how criminal law intervenes in cutting-edge technological fields such as metaverse, it has become more relevant to explore whether spiritual legal interests should be protected by criminal law. A historical review reveals that spiritual legal interests began to emerge under the influence of Enlightenment thought, and became established under the influence of neo-Kantian legal philosophy. Influenced by the concept of material legal interests after the Second World War, the recognition of spiritual legal interests has gradually receded, and legal interests have trended toward materialization. However, no matter in the early development of spiritual interests or the late transmutation, they are always an important part of the concept of legal interests. Even the firm supporters of material legal interests have not denied the existence of spiritual interests. Given that legal interests constitute the core of criminal law theory, a moderate spiritualization tendency of legal interests should be tolerated in criminal law legislation. The existence of spiritual legal interests has justification basis: from a social foundation perspective, insisting on the concept of pure material legal interests is difficult to cope with the challenges of the risk society, which leads to loopholes in the scope of protection of criminal law; from a legal rationale perspective, the provisions of the constitution and the criminal law require the protection of spiritual legal interests; from a criminal policy perspective, modern functionalist criminal policy emphasizes early prevention and control of risks, and requires that legal interests should be continuously extended and changed in terms of quantity, scope and degree of detail. However, undue expansion of spiritual interests also carries certain dangers, such as affecting the functioning of legal guidance, creating an authoritarian style of criminal law, and leading to the proliferation of symbolic legislation. Therefore, we should neither deny the existence of spiritual legal interests, nor allow their blind expansion. To construct a restrictive path of criminal law protection of spiritual legal interests, firstly, the humanism of criminal law protection of spiritual legal interests should be adhered to, with human beings as the foundation, taking human interests as the starting point and landing point, and interests indirectly related to human interests cannot become spiritual legal interests protected by criminal law, so as to prevent the decline of the guiding function of legal interests. Secondly, the constitutional review of the criminal law protection of spiritual legal interests should be strengthened to ensure that the purpose and means of the criminal law protection of spiritual legal interests are justified, and at the same time, the criminal law protection of spiritual legal interests should be weighed in terms of legal interests, so as to prevent the rise of authoritarianism of the criminal law. Lastly, in light of the current legislative status of criminal law protection for spiritual legal interests, the degree of correlation between spiritual legal interests and vital human survival interests as well as the national moral bottom line should be examined, so as to prevent excessive symbolic legislation.

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储陈城,刘森.论精神法益刑法保护的正当性及其界限[J].重庆大学学报社会科学版,2026,32(2):282-294. DOI:10.11835/j. issn.1008-5831. fx.2023.12.001

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  • 在线发布日期: 2026-05-27
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